Tag Archives: TRACE

FINRA Trace Treasury Reporting

On Jun. 5, FINRA proposed rules on ATS reporting of Treasuries. Amend Rule 6730 applicable to ATSs which report transactions in US Treasuries. Non-FINRA Principal Members To identify non-FINRA member subscribers on the transaction reports to TRACE. Non-member firms include hedge funds, banks and principal trade firms (PTFs). Principal trade investors often deploys proprietary automated…
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