On Jul. 24, ESMA issued report on MiFID suitability requirements. Follows ESMA Apr. 2016 peer review of MiFID suitability requirements. Follows ESMA's May 2018 final guidelines on MIFID II suitability rules. Follow-Up Report Review found improvements with NCA supervision of these suitability requirements. Issued follow-up report regarding oversight by national competent authorities (NCA). Report assesses…
Read more
