DoJ Company Compliance Role

  • On Apr. 30, 2019, DoJ issued updated guidance on evaluating corporate compliance programs, and additional context for a multifactor analysis of compliance programs.
  • Discussed factors for well-designed compliance program, risk assessments, policies and procedures, training and communications, confidential reporting, investigations.
  • Provided metrics of program operating effectively, program's capacity for continuous improvement, periodic testing, investigation, analysis and remediation of misconduct.
  • On Apr. 30, 2019, assistant AG Brian Benczkowski spoke at annual ethics, compliance initiative conference, discussed update guidance, importance of corporate compliance.