US Treasury Disclosure Update

On Dec. 27, US Treasury conformed recordkeeping to SEC rules.

  • Treasury rule conformed recordkeeping and reporting requirements for registered government securities brokers, dealers if cross-reference existing SEC regulations.

Technical Changes

  • Technical amendments to Treasury recordkeeping rules, Form G-405 on reporting extraordinary gain and loss, cumulative effect of changes in accounting principles.
  • Comprehensive income on annual reports Form X-17A-5 so called FOCUS reports.


  • Final rule in federal register, is effective from Jan. 1, 2019.