CSA Que Investment Dealer Fraud

On Jan. 11, CSA Que fined and jailed an advisor for fraud scheme.

  • Roger Biduk pleaded guilty to 12 counts: 5 counts of unlawful practice, 5 counts of no prospectus offering, 2 counts of giving investor false or misleading information.

Alleged Violations

  • Biduk, while registered with AMF,. as an investment dealer, solicited two investors.
  • False investment statements were produced to show that money was well invested.
  • The money raised was not invested, and provided funds for personal use of Birduk.


  • Fines totaling CA$214k and a four-month following a criminal case filed by the AMF.