Tag Archives: Insider Dealing

Thailand – SEC Noble Insider Trading

On 14 May 2020,  Thai SEC fined two individuals for insider trading. Thai SEC fined two individuals for the use of inside information about Noble company. The offenders must pay a civil fine, return benefits gained and compensate Thai SEC. Mr. Kittithanakit Amnuay disclosed internal information about the company and is fined Thb 635,000, Mr.…
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SEBI Insider Trading Disclosure

On Apr. 2, 2019, NSE clarified that trading restriction period is required to commence not later than end of every quarter till 48 hours after the declaration of financial results. Trading window shall be closed when compliance officer determines that a designated person can reasonably be thought to have unpublished price sensitive information.  
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CSEC €6.5 mn Insider Deal Fine

On Jul. 25, CSEC fine for insider dealing, market manipulation. Fines of almost €6.4mn for share acquisition in Sea Star Capital Plc, for violating laws regarding insider dealing, confidential information and market manipulation. Imposed on Ioannis, Amalia Vardinoyianis, Christodoulos Ellinas, Philippos Larkos. Allegations Possessing confidential information re: change in company activities re: shipping. Ioannis Vardinoyannis…
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