Tag Archives: cyber

SEC Fine BD $1mn Cybersecurity

On Sep. 26, SEC fined Voya $1mn for  client data cyber intrusion. Voya Financial Advisors (VFA) violated SEC rules on safeguards and ID theft. Safeguards per Rule 30(a) of Reg S-P; ID theft under Rule 201 of Reg S-ID. First SEC enforcement charging violations of the identity theft red flags rule. Alleged Violations Cyber intruders impersonated VFA contractors,…
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